Retail Foreign Exchange Dealer (RFED),Forex Dealer Member(FDM)

• The Public Utility Holding Company Act of 1935

• The Securities Investors Protection Act of 1970

• Chapter 96 of Title 18 of the United States Code

• Any similar statute of a State or foreign jurisdiction

• Any rule, regulation or order under any such statutes; and

• The rules of the Municipal Securities Rulemaking Board